These materials are a financial promotion that has been prepared and issued by Fair Oaks Capital Ltd and its affiliates (together “Fair Oaks”, “Fair Oaks Capital” or the “Firm”) and Fair Oaks Capital is solely responsible for it and its contents. The information contained in these materials and to be communicated during the presentation of this content, including the talks given by the presenters, any question and answer session and any documents or other materials distributed at or in connection with the materials (together the “Materials”) is confidential.
The Materials are an advertisement and do not constitute a prospectus for the purposes of the Prospectus Regulation Rules of the Financial Conduct Authority (the “FCA”) or an offer in respect of any securities, and is not intended to provide the basis for any decision in respect of any fund, vehicle or account managed or advised by Fair Oaks. The Materials have not been approved by the FCA.
The Materials are only made available in the United Kingdom and only addressed to and directed at persons in the United Kingdom who are qualified investors within the meaning of the EU Prospectus Regulation as it forms part of the domestic law of the United Kingdom by virtue of the European Union (Withdrawal) Act 2018 (as amended) and who also: (i) have professional experience in matters relating to investments and who fall within the definition of “investment professionals” in Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005, as amended (the “Order”); or (ii) are high net worth entities, unincorporated associations and partnerships and trustees of high value trusts as described in Article 49(2)(a) to (d) of the Order; or (iii) are other persons to whom the Materials may otherwise lawfully be communicated (all such persons together being referred to as “Permitted Persons”). The information contained in the Materials is not intended to be (and should not be) viewed by, passed on or distributed (directly or indirectly) to, any category of persons in the United Kingdom other than those persons who are Permitted Persons.
No undertaking, representation, warranty or other assurance is given, and none should be implied, as to, and no reliance should be placed on, the accuracy, completeness or fairness of the information or opinions contained in the Materials. The information contained in the Materials is subject to completion, alteration and verification. Save in the case of fraud, no liability is or will be accepted for such information by Fair Oaks Capital or any of its directors, officers, employees, agents or advisers or any other person. In furnishing the Materials, neither Fair Oaks Capital nor any of its directors, officers, employees, agents or advisers nor any other person undertakes or agrees to any obligation to provide the recipient with access to any additional information or to update the Materials or to correct any inaccuracies in, or omissions from, the Materials which may become apparent or to advise any person of any changes in the information set forth in the Materials after the date on which the Materials are first provided to the recipient.
Information contained in the Materials may not be distributed, published or reproduced in whole or in part or disclosed by recipients to any other person. The distribution of any document provided at or in connection with the Materials in jurisdictions other than the United Kingdom may be restricted by law and therefore persons into whose possession any such documents may come should inform themselves about and observe any such restrictions. In particular the Materials are not for distribution in or into the United States, Canada, Australia, Japan or South Africa. Any failure to comply with these restrictions may constitute a violation of the securities law of such jurisdictions. No person should view these materials in violation of such restrictions.
The information contained in the Materials does not constitute a prospectus, listing particulars or admission document and does not constitute, or form part of, any offer of, or invitation to apply for, securities nor shall it, or the fact of its distribution, form the basis of or be relied upon in connection with any contract or commitment to acquire any securities. Recipients of the information contained within the Materials who are considering subscribing for shares in any fund or other product referred to in this Materials are reminded that any such subscription must be made only on the basis of the information contained in the relevant prospectus, offering memorandum, KIID/KID limited partnership agreement and/or equivalent offering or subscription document which may be different from the information contained in the Materials. The tax treatment of an investment will depend on the particular circumstances of an individual investor and may be subject to change over time. The Materials should not be considered a recommendation or the giving of any investment, financial, securities, tax or other advice by Fair Oaks or any of its directors, officers, employees, agents or advisers in connection with any purchase of or subscription for securities in any fund or product. Prospective investors are advised to seek expert legal, financial, tax and other professional advice before making any investment decisions.
The Materials contain statements that are, or may be deemed projections or forward-looking statements. Such projections or forward-looking statements involve known and unknown risks, uncertainties and other important factors beyond the control of Fair Oaks Capital that could cause actual performance or achievements to be materially different from such projections or forward-looking statements. Accordingly, you should not rely on any forward-looking statements and Fair Oaks Capital accepts no obligation to disseminate any updates or revisions to such forward-looking statements.
By receiving the Materials, you will be taken to have represented, warranted and undertaken that: (a) you are a Permitted Person; (b) you will treat and safeguard as strictly private and confidential all the information contained herein and take all reasonable steps to preserve such confidentiality; and (c) you agree with the contents of this disclaimer and agree to be bound by the restrictions and requirements contained in this disclaimer.
Important Information for recipients based in Switzerland (Qualified Investors only): The funds and vehicles described in these Materials have not been approved by the Swiss Financial Market Supervisory Authority (“FINMA”) for offering to non-qualified investors pursuant to Art. 120 para. 1 of the Swiss Federal Act on Collective Investment Schemes of 23 June 2006, as amended (“CISA”). In addition, the majority of the funds and vehicles described in these materials have not and do not intend to appoint a Swiss representative or a Swiss paying agent for units or other interests offered in Switzerland. Accordingly, the Materials and any other material related to the funds and vehicles described herein may only be made available, in Switzerland to qualified investors within the meaning of CISA (“Qualified Investors”) who are not high-net-worth individuals (or private investment structures established for high-net-worth individuals) having opted out to professional client status under Art. 5 para. 1 of the Swiss Federal Act on Financial Services. Investors in the funds and vehicles described in the Materials do not benefit from the specific investor protection provided by CISA and the supervision by the FINMA in connection with the approval for offering.
Important Risk Disclaimers: Past performance is no indication of future results. Inherent in any investment is the potential for loss. Target returns and distributions are hypothetical targets only and are neither guarantees nor predictions or projections of future performance. There can be no assurance that such targeted returns will be achieved or that any fund or product will be able to implement its investment strategy, achieve its investment objective or avoid substantial losses.
These Materials supersedes and replaces any and all previous materials in relation to Fair Oaks.
Fair Oaks Capital Ltd (FRN: 604090) is authorised and regulated by the Financial Conduct Authority in the United Kingdom.
